A Single source of reference for the information relevant to the regulatory exams 1 and 5.
You will also receive a DOWNLOAD of the Preparation guide (PDF) which includes the qualifying criteria provided by the FSCA for these exams. The qualifying criteria are cross-referenced in the Preparation Guide to the relevant sections to be studied in this Legislation Handbook.
- TAB A: FAIS Act & Regulations;
- TAB B: Code of Conduct;
- TAB C: Fit and Proper;
- TAB D: General Acts, Board Notices & Guidance Notes.
- In Section D we have further grouped the information by subject matter area in order to assist you to find the relevant items quickly and easily.
- TAB E: FIC Act, Regulations & Guidance Notes.